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Inherited mitochondrial
optic neuropathies
P Yu-Wai-Man, P G Griffiths, G Hudson, and P F Chinnery
J Med Genet.
2009 March;
46(3):
145–158
Published online 2008 November 17
Abstract
Leber hereditary optic neuropathy (LHON)
and autosomal dominant optic atrophy (DOA) are the two most common inherited
optic neuropathies and they result in significant visual morbidity among
young adults. Both disorders are the result of mitochondrial dysfunction:
LHON from primary mitochondrial DNA (mtDNA) mutations affecting the
respiratory chain complexes; and the majority of DOA families have mutations
in the OPA1 gene, which codes for an inner mitochondrial membrane
protein critical for mtDNA maintenance and oxidative phosphorylation. Additional genetic and environmental factors modulate the penetrance of
LHON, and the same is likely to be the case for DOA which has a markedly
variable clinical phenotype. The selective vulnerability of retinal ganglion
cells (RGCs) is a key pathological feature and understanding the fundamental
mechanisms that underlie RGC loss in these disorders is a prerequisite for
the development of effective therapeutic strategies which are currently
limited.
Mitochondrial disorders are a major cause of chronic human disease with an
estimated prevalence of 1 in 10,000
in the UK and a further 1 in 200 individuals being at-risk mutational
carriers.1
2 Ocular involvement is a prominent feature in this group and
often points towards the underlying mitochondrial aetiology, which allows
for a more targeted diagnostic approach. Optic nerve dysfunction can be the
presenting and only ophthalmological manifestation causing the two most
common inherited optic neuropathies encountered in clinical practice, Leber
hereditary optic neuropathy (LHON) and autosomal dominant optic atrophy
(DOA), which are the focus of this review. In the majority of cases, the
pathology in LHON and DOA is limited to a highly specialised group of cells
within the eye, the retinal ganglion cells (RGCs), but the phenotype
associated with these two conditions is expanding, providing important
insights into possible disease pathways leading to optic nerve degeneration
and visual failure.
LEBER HEREDITARY OPTIC NEUROPATHY
LHON mutations
LHON (OMIM 535000) was first described as a
distinctive clinical entity in 1871 by the German ophthalmologist
Theodore Leber (1840–1917).3
He reported a characteristic pattern of visual loss among members of
four families and his observations were subsequently confirmed in
pedigrees from different populations.4–6
These early studies highlighted several of the salient features of LHON
including the maternal transmission of the disease, the predilection of
males to lose vision, and the almost exclusive involvement of the optic
nerve. The non-Mendelian pattern of inheritance was only fully explained
in 1988 when LHON became the first human disease proven to be caused by
a point mutation (m.11778G>A) within the mitochondrial genome.7
Over 95% of LHON pedigrees are now known to harbour one of three
mitochondrial DNA (mtDNA) point mutations: m.3460G>A, m.11778G>A and
m.14484T>C, which all involve genes encoding complex I subunits of the
mitochondrial respiratory chain.8
In a meta-analysis of 159 pedigrees from Northern Europe and Australia,
m.11778G>A was the most prevalent mutation but there is considerable
variation in the relative frequency of these three primary LHON
mutations worldwide (table
1). The predominance of m.11778G>A is even more pronounced in the
Far East where it accounts for ∼90% of all cases,9
10 and although m.14484T>C is relatively rare, it is the most
common mutation found among French Canadians (87%) as a result of a
founder event.11
12 Primary mutations have not been identified in a small
minority of clinically diagnosed LHON patients, the most likely
explanation being that rare pathogenic mtDNA variants are segregating in
these families.13
Disease causing mutations have been identified in a proportion of these
cases, while other putative LHON mutations require further confirmation
as they have only been found in singletons or a single family (table
1).
Table
1
Pathogenic mtDNA mutations associated with Leber
hereditary optic neuropathy
Epidemiology
LHON is the most common of the primary mtDNA
diseases, with a minimum prevalence of 1 in 31 000
affected individuals in the North East of England and 1 in 8500 carriers
being at-risk of visual loss.14
Fairly similar figures have been reported in other Caucasian
populations, with an LHON prevalence of 1 in 39 000
in the Netherlands and 1 in 50 000
in Finland.15
16 About 2% of visually impaired people on the blind register
in Australia are also reported to suffer from LHON.17
The peak age of onset in LHON is between the age of 15–30 years and 95%
of carriers who will experience visual failure will do so before the age
of 50 years (table
2). However, visual deterioration can occur anytime during the first
to the seventh decade of life and LHON should be part of the
differential diagnosis for all cases of bilateral, simultaneous or
sequential optic neuropathy, irrespective of age and especially in male
patients.18
19 Except for one report which found a slight increase in the
age of onset in females carrying the m.11778G>A mutation,20
it is generally accepted that neither gender nor mutational status
significantly influences the timing and severity of the initial visual
loss.11
21–23
Affected individuals are often aware of other affected family members,
but up to 40% have no family history. These most likely represent cases
where family history is difficult to trace back, given that de novo
mutations are rare in LHON.14
24
Table
2
Lifetime risk of visual failure for Leber
hereditary optic neuropathy carriers and recovery rates
Clinical features
Pre-symptomatic phase
Fundal abnormalities such as telangiectatic
vessels around the optic discs and variable degrees of retinal nerve
fibre layer oedema have been documented in some asymptomatic
carriers, and these can fluctuate with time. Using optical coherence
tomography imaging, thickening of the temporal retinal nerve fibre
layer was found in a proportion of unaffected LHON carriers, which
provides further evidence that the papillomacular bundle is
particularly vulnerable in this disorder.25
26 On more detailed psychophysical testing, some
individuals also exhibited subtle impairment of optic nerve function
including loss of colour vision affecting mostly the red–green
system, reduced contrast sensitivity, and subnormal visual
electrophysiological parameters.27
Acute phase
LHON carriers remain asymptomatic until they
experience blurring or clouding of vision in one eye. In the vast
majority of cases, visual dysfunction is bilateral, the fellow eye
becoming affected either simultaneously (25%) or sequentially (75%),
with a median inter-eye delay of 6–8 weeks.20
Rare cases of unilateral optic neuropathy in LHON have been reported,
with the fellow eye remaining unaffected over a follow-up period of up
to 16 years.28
29 Visual acuity reaches a nadir 4–6 weeks after disease onset
and it is severely reduced to 6/60 or less. The characteristic field
defect is a steep-sided central or centrocaecal scotoma and this can be
formally documented using Goldmann or kinetic perimetry. Other clinical
features include the early impairment of colour perception but,
importantly, pupillary reflexes are preserved and patients usually
report no pain on eye movement. Ocular examination during the acute
stage provides other diagnostic clues and in classical cases the
following abnormalities can be observed: vascular tortuosity of the
central retinal vessels, swelling of the retinal nerve fibre layer, and
a circumpapillary telangiectatic microangiopathy (fig
1). However, it must be stressed that in ∼20% of LHON cases, the
optic disc looks entirely normal in the acute phase.30
31
Figure
1
Acute fundal appearance in Leber
hereditary optic neuropathy showing disc hyperaemia, swelling of the
parapapillary retinal nerve fibre layer and retinal vascular
tortuosity.
Chronic phase
The retinal nerve fibre layer gradually
degenerates and after 6 months, optic atrophy is a universal
feature. If a patient is only seen at this stage, it can be
difficult to exclude other compressive, infiltrative and
inflammatory causes of a bilateral optic neuropathy, especially if
there is no clear maternal family history. In these cases,
neuroimaging of the anterior visual pathways is mandatory while
awaiting the results of molecular genetic testing.
Visual recovery
Visual recovery is observed in some patients even
several years following disease onset. but the chances of
improvement are influenced by the patient’s mutational status, being
least with the m.11778G>A mutation, highest with the m.14484T>C
mutation, and the m.3460G>A mutation having an intermediate visual
prognosis (table
2). The recovery in visual parameters is not only restricted to
visual acuity, but can also include the development of small islands
of normal field (fenestrations) within the central scotoma or a
reversal of dyschromatopsia.28
32
33 Positive prognostic factors for visual improvement are
an early age of onset (<20 years), subacute presentation with slow
progression of the visual deficits, and large optic nerve head
surface area.28
34 However, LHON is a devastating disorder with the
majority of patients showing no functional improvement and remaining
within the legal requirement for blind registration.
Associated features
Although visual failure is the defining feature in this
mitochondrial disorder, cardiac arrhythmias and neurological
abnormalities such as postural tremor, peripheral neuropathy,
non-specific myopathy and movement disorders have been reported to
be more common in LHON compared to controls.35–39
These are rarely clinically significant but a small number of LHON
pedigrees do have severe neurological deficits (spastic dystonia,
ataxia and juvenile onset encephalopathy) in addition to the optic
neuropathy. These “LHON plus” syndromes have been linked to various
mtDNA mutations in isolated pedigrees from Holland, Australia and
North America: A11696G and/or T14596A,40
T4160C,41
and G14459A,42–44
respectively. Two mtDNA complex I mutations point mutations,
m.3376G>A45
and m.3697G>A,46
have also recently been identified in individuals with overlap
clinical features of both LHON and MELAS (mitochondrial
encephalomyopathy, lactic acidosis, and stroke-like episodes).
Interestingly, a significant minority of Caucasian LHON carriers,
predominantly females with the m.11778G>A mutation, develop clinical
and neuroimaging features indistinguishable from multiple sclerosis
(MS), including unmatched oligoclonal bands in the cerebrospinal
fluid (Harding’s disease).47–50
It is currently not known whether the prevalence of this MS-like
illness in LHON is higher than expected due to the chance occurrence
of these two disorders, and although controversial, some
investigators have argued for a potential role of autoimmunity in
the pathophysiology of this mitochondrial disorder.51–55
Diagnosis
A tentative diagnosis of LHON can usually
be made on clinical grounds, especially if classical
ophthalmological features are present and a clear maternal
history is elicited. Molecular genetic testing on a blood
DNA sample, however, remains the gold standard and will
confirm that the patient harbours one of the three primary
mtDNA LHON mutations, with implications for future genetic
counselling. If indicated, electrophysiological studies,
including pattern electroretinograms (PERGs) and visual
evoked potentials (VEPs), can be carried out to exclude
retinal pathology and confirm optic nerve dysfunction.56
An electrocardiogram is also recommended to exclude a
pre-excitation syndrome which has been documented in LHON,
although such a finding is rare and does not require any
intervention in the absence of cardiac symptoms.30
31 Computed tomography (CT) and magnetic resonance
imaging (MRI) scans are usually normal in LHON, but there
are reports of non-enhancing high signals within the optic
nerve and sheath distension, secondary to slight oedema or
gliosis in the atrophic phase.57–62
Biochemical features
Oxidative phosphorylation (OXPHOS)
provides for most of the cell’s adenosine triphosphate (ATP)
requirements and this is achieved by a chain of five
respiratory complexes situated on the inner mitochondrial
membrane. Since all three primary LHON mutations involve
complex I subunits, one would expect respiratory chain
function to be compromised, leading to a deficit in ATP
synthesis and RGC degeneration as a consequence of energy
failure. However, both in vitro and in vivo biochemical
studies have produced conflicting results regarding the
extent of respiratory chain dysfunction in LHON (table
3). In a small number of in vivo studies using
phosphorus magnetic resonance spectroscopy (31P-MRS),
the most consistent defect of mitochondrial function was
identified in persons with the m.11778G>A mutation and none
among those with the m.3460G>A mutation.63–67
A striking conclusion from all these biochemical studies is
that no significant difference between affected and
unaffected individuals with a disease causing LHON mutation
could be demonstrated. But as none of these studies have
been performed directly on RGCs and the causative
biochemical mechanisms could be highly tissue-specific,
further studies are warranted.
Table
3
Respiratory chain dysfunction in
Leber hereditary optic neuropathy
Neuropathology
These functional studies also
raise important issues regarding the cell
specific ocular pathology in LHON which is
limited to the RGC layer, with sparing of the
retinal pigment epithelium and photoreceptors.
There is pronounced cell body and axonal
degeneration, with associated demyelination and
atrophy observed from the optic nerves to the
lateral geniculate bodies. Experimental data
indicate impaired glutamate transport,68
oxidative stress69
70 and increased mitochondrial
reactive oxygen species (ROS)71
within RGCs and support an apoptotic mechanism
of cell death.72
73 LHON patients also have reduced
α-tocopherol/lipid ratios and high levels of
8-hydroxy-2-deoxygaunosine in blood leucocytes,
both biological markers of increased free
radical production.74
75 However, the selective
vulnerability of RGCs in LHON still remains
unexplained, and this area of research has been
greatly hampered by the lack of access to
diseased human tissues, the retina and optic
nerve not being amenable to biopsies.
Animal models
The development of faithful
animal models in LHON is therefore critical but
there is still no murine model where the primary
LHON mutations have been successfully introduced
within the mitochondrial genome. In spite of
these technical challenges, significant advances
have been made over the past decade and there
are currently three experimental paradigms, all
of which disrupt OXPHOS and recapitulate the
optic nerve degeneration seen in LHON: (1)
intravitreal injection of a respiratory chain
poison such as rotenone76;
(2) downregulation of nuclear encoded complex I
subunits (for example, NFUFA1) with specific
mRNA-degrading ribozymes77;
and (3) allotropic expression of mutant subunits
(for example, MTND4) which are then imported
into the mitochondria.78
Incomplete penetrance
An intriguing feature of LHON
is that only ∼50% of males and ∼10% of females
who harbour one of the three primary mutations
actually develop the optic neuropathy. This
incomplete penetrance and predilection for males
to lose vision imply that additional genetic
and/or environmental factors must modulate the
phenotypic expression of LHON (fig
2). Alternatively, the gender bias could
also result from a combination of subtle
anatomical, hormonal and physiological
variations between males and females.
Figure
2
Secondary factors interacting with
the primary mtDNA Leber hereditary optic neuropathy
mutation to precipitate visual loss. ATP, adenosine
triphosphate; ROS, reactive oxygen species
Mitochondrial genetic factors
Heteroplasmy
Depending on their metabolic demands, cells
can contain anywhere between 100–10 000
mitochondria, and with 2–10 mtDNA
molecules in each mitochondrion, this results in a very high
copy number per cell. In most LHON pedigrees, the primary
mutation is homoplasmic—that is, every mtDNA molecule harbours
the mutant allele. By contrast, 10–15% of LHON carriers are
thought to be heteroplasmic, with one mtDNA sub-population
carrying the wild type allele.14
20
79 Although limited and retrospective, the available
data suggest that heteroplasmy contributes to incomplete
penetrance, with the risk of blindness being minimal if the
mutational load is <60%.80
However, quantifying the level of heteroplasmy for the purpose
of pre-symptomatic testing is limited as the majority of
individuals with a LHON mutation are homoplasmic.
MtDNA
haplogroups
MtDNA accumulates mutations ∼10 times faster
than nuclear genome, resulting in a high degree of polymorphism.81
Because human mtDNA is strictly maternally inherited and does
not recombine, polymorphisms have accumulated sequentially along
radiating female lineages as women migrated out of Africa into
the different continents ∼150 000
years ago.82
Reflecting its evolution, a number of stable polymorphic
variants cluster together in specific combinations referred to
as haplogroups, with individuals of European ancestry belonging
to one of nine haplogroups: H, I, J, K, T, U, V, W and X.83
84 A recent meta-analysis of 159 European LHON
pedigrees indicated that the risk of visual loss for the three
primary LHON mutations is influenced by the mtDNA background.85
The risk of visual failure was greater when the m.11778G>A and
m.14484T>C mutations arose on haplogroup J, whereas individuals
with the m.3460G>A mutation were more likely to experience
visual loss if they belonged to haplogroup K. On the other hand,
individuals with the m.11778G>A mutation had a lower risk of
visual loss when the mutation arose on haplogroup H. Haplogroups
H, J and K are all defined by non-synonymous, polymorphic
substitutions in the MT-CYB gene which codes for
cytochrome b, the only mitochondrially encoded subunit
of complex III. Recent experimental data support the existence
of stable respiratory chain supercomplexes, one of which
consists of a complex I monomer physically interacting with a
complex III dimer. Although speculative, the haplogroup
associated amino acid substitutions within cytochrome b
could therefore influence the risk of visual failure by
modulating the biochemical consequences of the primary LHON
mutations through an effect on the stability of these putative
I-III supercomplexes.85–87
In support of this hypothesis, cybrid cell lines carrying the
m.11778AG>A mutation on a haplogroup J background had a lower
oxygen consumption and a longer doubling time compared to
non-haplogroup J cell lines.88
However, haplogroup J was not found to further impair
mitochondrial OXPHOS in the brain and skeletal muscle of
patients harbouring the m.11778G>A mutation with
31P-MRS measurements,66
and a study of South-East Asian LHON pedigrees found no
association between specific mtDNA haplogroups and the risk of
visual loss.89
These contradictory findings reflect the need for additional
studies to clarify the significance of the mtDNA background on
LHON penetrance.
Nuclear genetic factors
The predominance of affected males in
LHON cannot be explained by mitochondrial inheritance and
segregation analysis suggests the existence of a recessive
X-linked susceptibility gene acting in synergy with the
mtDNA mutation to precipitate the optic neuropathy.90–92
In the Bu and Rotter model, the development of
blindness in males is consistent with the simultaneous
inheritance of an X-linked visual loss allele and the
primary LHON mutation, whereas females are affected either
if they are homozygous at the susceptibility locus (40%) or
heterozygous with skewed X chromosome inactivation of the
wild-type allele (60%). Several studies have, however,
failed to demonstrate any skewed X chromosome inactivation
in affected female carriers, albeit in blood leucocytes and
not in RGCs which are the affected tissues in LHON.93–95
Initial attempts to identify this X-linked susceptibility
locus by standard linkage analysis were unsuccessful,96–99
but two recent studies using a larger number of more
extensively defined LHON pedigrees found two overlapping
disease loci with highly significant LOD scores at Xp21–Xq21100
and Xq25–27.2.101
Although the actual causative gene in this region of
interest has not yet been identified, a high risk haplotype
[DXS8090(166)-DXS1068(268)] at Xp21 was defined which
increased the risk of visual failure ∼35-fold for the
m.11778G>A and m14484T>C mutations but not for m.3460G>A.100
The possibility of other autosomal nuclear modifier genes in
LHON has not been excluded and the genetic aetiology of LHON
might prove even more complex, with epistatic interaction of
these multiple nuclear susceptibility loci and genetic
heterogeneity.
Environmental factors
Five pairs of monozygotic twins
harbouring a primary LHON mutation have been
reported in the literature, and in two cases the
twins have remained discordant.20
21
24
102–104
Although there is always the possibility that the
unaffected sibling will lose vision later on in
life, the existence of discordant monozygotic twins
strongly suggests that environmental factors also
contribute to penetrance. There are several reports
of an increased risk of visual loss among LHON
carriers with high tobacco and alcohol consumption,105–108
but the largest case–control study to date has
failed to confirm this association.109
There are also anecdotal reports of nutritional
deprivation, exposure to industrial toxins,
antiretroviral drugs, psychological stress or acute
illness precipitating the onset of blindness in
LHON.108
110–112
Of note, in some pedigrees the penetrance of LHON
seems to be decreasing, falling to 1% and 9% in
younger generations of two large, multi-generational
pedigrees from Australia113
and Brazil,108
114 respectively. Both carry homoplasmic
levels of the m.11778G>A mutation and this
phenomenon has been ascribed to improved
environmental and socio-economic factors. However, a
much larger epidemiological study of 3613 LHON
carriers from multi-generational pedigrees failed to
detect a change in the penetrance of the three
primary LHON mutations. The role of environmental
triggers in LHON remains largely unanswered and more
robust epidemiological data are needed, which will
necessitate a multicentre collaborative effort in
order to collect sufficient number of subjects for
analysis.
Treatment
No generally accepted
measures have been shown to either prevent
or delay the onset of blindness in LHON, but
for general health reasons LHON carriers
should be advised to moderate their alcohol
intake and stop smoking.
In two small case
series, oral administration of idebenone, a
synthetic analogue of coenzyme Q10, and
vitamin B12 and C supplementation led to
faster and greater visual recovery among
affected individuals.115
116 However, a recent study has
not found any improved visual prognosis from
idebenone and multivitamin supplementation,
and properly conducted treatment trials are
needed before such a regimen can be
advocated.117
The use of brimonidine eye drops, which is
thought to have anti-apoptotic properties,
was also unsuccessful in preventing second
eye involvement in recently affected
patients with unilateral optic neuropathy.118
The long term management of visually
impaired patients remains supportive, with
provision of visual aids and registration
with the relevant social services.
Genetic counselling
It is important to stress
to LHON carriers that it is not possible to
predict accurately whether or when they will
become affected. Despite these caveats, the
two main predictive factors for visual
failure remain age and gender, with males
having about a 50% lifetime risk of
blindness compared to only 10% for females,
and these approximate figures can be further
refined based upon the patient’s age. From
published age dependent penetrance data,
most patients experience visual loss in
their late teens and 20s and the probability
of becoming affected decreases with
increasing age, being minimal once past the
age of 50 years (table
2). Once a primary LHON mutation has
been identified in a proband, other
maternally related family members can be
offered molecular genetic testing to exclude
the possibility of a de novo mutation, which
is rare. Since LHON shows strict maternal
inheritance, male carriers can be reassured
that none of their children will inherit the
mtDNA mutation whereas female carriers will
transmit the pathogenic mutation to all of
their offspring. Since most mothers are
homoplasmic, their children will only
harbour the mutant species, but the
situation is more complex for a
heteroplasmic mother as she could transmit a
higher or a lower level of the mutation to a
particular offspring, which will impact on
the latter’s risk of visual failure.
Although the mutant level can be determined
and there is evidence that a mutational
threshold of ∼60% in blood is necessary for
disease expression, genetic counselling for
these unaffected heteroplasmic carriers
remains difficult. For similar reasons, the
prenatal genetic testing of heteroplasmic
women with amniocentesis or chorionic villus
sampling (CVS) would be difficult to
interpret.
DOMINANT OPTIC ATROPHY
Clinical features
The clinical features of DOA (OMIM 165500) were first
described in one British family by Batten in 1896119
120; the phenotype was further clarified by Kjer in his
extensive study of Dutch families in the 1950s,119
120 distinguishing it from LHON with which the disease was
often confused. The prevalence of DOA is not well established and robust
estimates based on molecular confirmation are not available, although a
historical figure of 1 in 50 000
among Caucasians is often quoted in the literature.121
It is thought to be the most common inherited optic neuropathy in the
Netherlands, with a population frequency of 1 in 12 000, and this much
higher prevalence has been linked to a mutational founder event.122
The onset of symptoms in DOA is relatively insidious.
In pre-molecular case series, 13–25% of patients with optic atrophy were
visually asymptomatic and were only identified through contact tracing
via other affected family members.123
124 Classically, the visual decline starts in the first two
decades of life, but there is a pronounced inter- and intra-familial
variability in the severity of visual symptoms, which makes genetic
counselling difficult. Visual acuity can range from 6/6 to the detection
of hand movement only, and the rate of progression of visual loss is not
easy to predict, with 19–50% of patients experiencing further, albeit
slow, deterioration on long term follow up.125–129
Although the overall visual prognosis is better when compared to LHON,
with a mean visual acuity of 6/24–6/36, DOA results in significant
visual impairment with about half of all affected individuals failing
the driving standards and 13–46% registered as legally blind.130–132
The predominant colour defect in DOA is a generalised
dyschromatopsia, involving both the blue–yellow and red–green axes, with
a minority of patients having pure tritanopia (<10%), which was once
considered to be a pathognomonic feature of DOA.133
Central, centrocaecal and paracentral scotomas are the most common field
abnormalities with sparing of the periphery, findings consistent with
the primary involvement of the papillomacular bundle in this condition.
Interestingly, as in LHON, there is usually no afferent pupillary
defect, suggesting that the retino-tectal fibres sub-serving the
pupillary light reflex are less susceptible to the downstream effects of
both the LHON mtDNA mutations and the causative nuclear genetic defects
in DOA.134
However, both magnocellular and parvocellular RGC pathways seem to be
similarly affected, although this requires further investigation.127
131
The optic disc pallor in DOA falls into two main
categories: diffuse pallor involving the entire neuro-retinal rim in
about half of all cases, and a temporal wedge in the remainder (fig
3).123
135 However, disc pallor can be subtle and 29% of affected
patients had normal looking optic discs in one case series, highlighting
the need to look carefully for other features of optic nerve dysfunction
when assessing patients with a possible diagnosis of DOA.132
Other common optic disc findings include saucerisation (79%),
peripapillary atrophy (69%) and a cup to disc ratio >0.5 (48%).131
135
136 The measurement of circumpapillary retinal nerve fibre
layer thickness using optical coherence tomography (OCT) could also
prove a useful adjunct in the diagnostic work-up of DOA, with recent
studies showing a typical profile with bilateral symmetrical thinning
around the optic disc, most pronounced in the temporal quadrant.137
138
Figure
3
Typical fundal appearance in
dominant optic atrophy showing bilateral optic disc pallor more
marked in the temporal quadrant (LE, left eye; RE, right eye; T,
temporal quadrant).
Ocular pathology
Postmortem studies of two patients with DOA
identified similar histopathological changes, with diffuse atrophy
of the RGC layer, loss of myelin and fibrillary gliosis along the
anterior visual pathways extending to the lateral geniculate body.139
140 More recent MRI data from patients with DOA have also
confirmed significant tissue loss and thinning of the optic nerve
along its entire length.141
Although less pronounced, the underlying ocular pathology in DOA is
therefore remarkably similar to LHON, with the primary loss of RGCs
leading to ascending optic atrophy.
Visual electrophysiological findings are well
documented in DOA and provide additional evidence for the primary
loss of RGCs and the sparing of the outer retinal layers.133
142
143 It can therefore be a useful ancillary test when
determining affected status in borderline DOA cases and also in
excluding a primary retinal process such as early cone dystrophy.
VEPs are either absent or, if traces are recordable, they are of low
amplitudes with abnormal latencies. PERGs can be within the normal
range in up to 40% of clinically affected individuals but usually
demonstrate an abnormal P50:N95 ratio, with selective depression of
the N95 negative wave amplitude confirming a primary optic nerve
pathology. Additional involvement of the P50 component correlates
with the severity of visual loss, but PERGs are not extinguished
even in cases where visual acuity is reduced to detection of hand
movements or worse.
The majority of DOA families show linkage to the
OPA1 locus at 3q28–q29, and in 2000 two independent research groups
identified pathogenic mutations in the OPA1 gene.144
145 The proportion of OPA1 positive families is ∼60%
(range 32–89%), the lower detection rates in some of these case series
reflecting the inclusion of singleton cases, a heterogeneous group that
is more likely to include non-inherited forms of optic neuropathy, and
the use of less sensitive mutation screening protocols such as single
strand conformational polymorphism (SSCP) analysis.146
147 Interestingly, a recent report suggested that large scale
rearrangements of entire OPA1 coding regions could account for
up to 20% of all OPA1 negative cases.148
The causative nuclear defects in the remaining
families with DOA have not yet been identified, but a small number of
families have been mapped to other chromosomal loci—OPA3, OPA4, OPA5 and
OPA7, of which only the OPA3 gene has been characterised (table
4). The OPA3 gene was originally identified in eight Iraqi
Jewish families with an autosomal recessive form of optic atrophy,
associated with neurocognitive deficits, elevated urinary excretion of
3-methyl glutaconic acid, and increased plasma 3-methylglutaric acid
levels (type III 3-methylglutaconic aciduria or Costeff syndrome).149–151
However, pathogenic mutations in the OPA3 gene have also been
identified in two French families segregating both DOA and premature
cataract in an autosomal dominant mode of inheritance (ADOAC).152
153 The Opa3 protein is located in the mitochondrial
inner membrane but its exact function remains to be clarified.
Preliminary findings in cultured fibroblasts from a patient with ADOAC
indicate an increased susceptibility to apoptosis, and one can speculate
that a similar mechanism is leading to RGC dysfunction via disruption of
the mitochondrial respiratory chain.152
154
155
Table
4
Dominant optic atrophy loci reported in OPA1
negative families
OPA1 mutations
The OPA1 gene consists of 30 exons
spanning over 100 Kb of genomic DNA and it codes for a 960 amino
acid, dynamin related GTPase protein located within the inner
mitochondrial membrane. Alternative splicing of exons 4, 4b and 5b
result in eight different mRNA isoforms, and both their functional
relevance and subcellular localisation are currently being
investigated.156
Over 140 pathogenic mutations have been identified and these cluster
in two specific regions: the GTPase region (exons 8–15) and the
C-terminus which is the proposed site of the GTPase effector domain.
The majority of OPA1 mutations (∼50%) lead to premature
termination codons (PTCs) as a result of nonsense mutations or
frameshifts from small insertions, deletions or splice site
mutations (eOPA1 database at
http://lbbma.univ-angers.fr/lbbma.php?id = 9).157
These truncated mRNAs are unstable and get degraded by specific
pathways (nonsense mediated mRNA decay), which are in-built
protective cellular mechanisms against mutant proteins with possible
dominant negative effects.158–160
The reduced Opa1 protein expression levels observed in these cases
support the role of haploinsufficiency in DOA and this is further
substantiated by one family with a microdeletion resulting in
complete loss of one copy of the OPA1 gene.161
However, ∼30% of OPA1 mutations are missense mutations
within or close to the GTPase domain and these could exert their
pathogenic effect via a deleterious, gain of function mechanism.162–164
Gene expression
The spatial localisation and expression pattern
of the Opa1 protein have been examined in a wide range of
post-mitotic human and murine tissues. The Opa1 protein is highly
expressed in the RGC layer but it is also found at comparable levels
in the photoreceptor, inner and outer plexiform retinal layers.165
166 In the human optic nerve, Opa1 was detected along the
axonal tracts both in the pre- and post-lamina cribosa regions.167
168 The Opa1 protein is ubiquitous and abundant levels
have been identified in non-ocular tissues such as the inner ear and
various areas of the human brain, with a similar distribution
pattern of the different isoforms.169
170 Overall, these immunohistochemical studies indicate
that differential tissue expression of the OPA1 gene or its
isoforms do not seem to underlie the selective vulnerability of RGCs
in DOA.
Protein function
The Opa1 protein is part of the large, dynamin
GTPase family of mechanoenzymes and it was first identified in a
screen for nuclear genes required for mtDNA maintenance in the
budding yeast Saccharomyces cerevisiae. Both the human and
yeast (Mgm1+) homologues show a high degree of evolutionary
conservation and functional studies in DOA have revealed several
other important cellular roles in addition to mtDNA maintenance.171
172
Mitochondrial maintenance
Opa1 is an important pro-fusion protein and
works in tandem with other members of the dynamin related
mitofusin family (mfn-1 and mfn-2) to balance the pro-fission
effects of other GTPases such as Drp1 and Fis-1.173
174 It is therefore not surprising that mitochondrial
network disruption is a key pathological feature seen in
fibroblasts from DOA patients and other tissue cultures,
including RGCs, where the expression of the Opa1 protein has
been disrupted—for example, by small interfering RNAs.162
170
175
176 Instead of a typical elongated, filamentous
mitochondrial network, the latter becomes highly fragmented,
with isolated mitochondria showing aberrant balloon-like
enlargements. Transmission electron microscopy (TEM) also
confirms altered mitochondrial ultrastructure with abnormal
mitochondrial cristae organisation and paracrystalline inclusion
bodies.162
Fusion is postulated to subserve a protective
biological function by allowing the exchange and complementation
of mitochondrial contents.177
178 In this respect, neuronal cells with deficient
mitochondrial fusion show a loss of mtDNA nucleoids and this
important finding provides a possible disease mechanism, with
the reduced expression of essential, mtDNA encoded, respiratory
chain subunits resulting in a bioenergetic deficit, increased
ROS levels and a greater susceptibility to undergo apoptosis.179
180 These deleterious consequences could also
contribute to the formation and clonal expansion of secondary
mtDNA abnormalities such as mtDNA deletions, which have recently
been identified in a subgroup of DOA families with a more
complex multi-system involvement in addition to the optic
neuropathy.162–164
Oxidative phosphorylation
Impaired mitochondrial biogenesis is central
to the pathophysiology in DOA and there is good experimental
evidence to support a predominant complex I defect. There is
reduced mitochondrial membrane potential and ATP synthesis in
fibroblast cultures carrying pathogenic OPA1 mutations,181
182 and in vivo disturbance of oxidative metabolism
was evident in the calf muscle of patients with DOA using
31P-MRS.183
Immunoprecipitation studies also suggest that the Opa1 protein,
in conjunction with other structural proteins such as the
apoptosis inducing factor (AIF), interacts directly with
complexes I, II and III and plays an important role in the
assembly and stabilisation of their various component subunits.176
This provides another causal link between OPA1
mutations and the resulting mitochondrial respiratory chain
defect in DOA.
Apoptosis
Apoptosis is the final common pathway leading
to RGC loss in DOA and cell death is likely be complex, being
triggered by a combination of several interacting factors. Opa1
is processed by various, inner membrane proteases which include
the presenilin associated rhomboid-like protein (Parl) and
paraplegin, and this proteolytic cleavage results in a soluble,
intermembrane form in addition to the integral, membrane bound
form.184–186
These two proteins combine into oligomers which modulate the
morphology of the inner mitochondrial membrane and the tightness
of the cristae junctions, a process independent of the role of
Opa1 in controlling fusion.187
Downregulation of Opa1 leads to aberrant cristae remodelling and
the release of cytochrome c which is normally
sequestered in the narrow junctions within the cristae.175
188 This will either be sufficient on its own to
induce the apoptotic cascade or will sensitise the cell to other
pro-apoptotic stimuli such as AIF, increased ROS or the
dissipation of the mitochondrial membrane potential.
Animal models
There are now two established mouse models of
DOA, with heterozygous mutations in exon 8 (c.1051C>T) and intron 10
(c.1065+5g>a) of the OPA1 gene.189
190 These two mutations are truncative, resulting in a 50%
reduction in the expression of the Opa1 protein, and therefore
represent a haploinsufficiency disease mechanism. In both models,
homozygous mutant mice (OPA1−/−) died in utero during
embryogenesis, highlighting the central role played by the Opa1
protein in early development. Heterozygous OPA1+/− mice
faithfully replicated the human phenotype exhibiting a slowly
progressive optic neuropathy and demonstrating objective reduction
in visual function on psychophysical testing. There was a gradual
loss of RGCs, leading to thinning of the retinal nerve fibre layer,
and the surviving optic nerve axons had an abnormal morphology with
swelling, distorted shapes, irregular areas of demyelination and
myelin aggregates. Mitochondria within these axons showed
disorganised cristae structures on TEM and cultured fibroblasts
showed fragmentation of the mitochondrial network. These two
OPA1 mouse models represent powerful tools for dissecting the
pathways mediating the preferential loss of RGCs in DOA, by allowing
functional studies to be performed directly on these specialised
cells, something which is not possible in humans given the lack of
ocular tissues. These mutant mice will also prove useful when
investigating the potential therapeutic benefit of future biological
agents which could be injected into the vitreous cavity, allowing
direct access with the RGC layer.
Expanding phenotype
The hallmark of DOA is bilateral visual failure,
but sensorineural deafness is a well reported association which is
more commonly observed with some pathogenic mutations such as the
p.R445H mutation.191–193
In his original description, Kjer also documented neurodevelopmental
abnormalities in 10% of his Dutch cohort, although this has not been
reported in other populations.120
125 More recently, DOA families have been described where
the optic atrophy was segregating with additional ocular and
extraocular features such as progressive external ophthalmoplegia,
ptosis, myopathy, ataxia, neuropathy, and an MS-like disorder.162–164
194 These syndromal variants of DOA, so-called “DOA plus”,
have been linked with the accumulation of multiple mtDNA deletions,
a finding consistent with the presence of cytochrome c
oxidase (COX) deficient fibres in limb muscle biopsies from affected
individuals.195
All of the causative OPA1 mutations in these families were
missense mutations with most, but not all of them, within the
catalytic GTPase site of the protein. Although the actual proportion
of families with these “DOA plus” phenotypes is as yet unknown,
clinicians need to be aware of these additional clinical features as
these can be subtle and therefore easily missed if not looked for
specifically.
Genetic counselling
There is currently no treatment to influence the
disease process in DOA and clinical management, as for LHON, is
supportive. Despite DOA being an autosomal dominant Mendelian
disorder, genetic counselling for mutational carriers is difficult
because of the pronounced inter- and intra-familial variability in
the visual phenotype. There are no definite genotype–phenotype
correlations but missense mutations within the GTPase protein domain
are more likely to result in a complex, multi-systemic involvement,
although it must be stressed that this observation requires further
investigation in a larger cohort of DOA families.
With the availability of molecular testing for
OPA1 becoming more accessible, an increasing number of
individuals with pathogenic mutations are being identified who are
otherwise visually unaffected. The penetrance is >80% in well
characterised, multi-generational families but figures as low as 43%
have been reported, probably reflecting the different assessment
criteria used (range 43–100%).132
196
197 This incomplete penetrance together with the variable
clinical expressivity in both pure DOA and “DOA plus” families
clearly imply that other, as yet unidentified, secondary factors are
potentiating the deleterious effects of the OPA1 mutations.
MITOCHONDRIAL OPTIC NEUROPATHIES
The concept of inherited mitochondrial optic neuropathies is expanding with
evidence of impaired mitochondrial function in other genetic diseases where
optic nerve dysfunction is a recognised clinical feature (table
5). These include: (1) Friedreich’s ataxia where up to a third of cases
have an optic neuropathy198
199; (2) hereditary motor and sensory neuropathy type 6 (HMSN-6),
a variant of Charcot–Marie–Tooth (CMT) disease defined by the presence of
both optic atrophy and peripheral neuropathy200
201; and (3) the hereditary spastic paraplegias (HSP).202–204
UNIFYING HYPOTHESIS
The common theme in the various optic neuropathies described in this review
is the vulnerability of RGCs to mitochondrial dysfunction. Although there is
a high level of mitochondrial enzyme activity in RGCs,212
this phenomenon cannot be explained by a simple energetic deficit since
photoreceptors have a much higher oxidative demand than RGCs and other
mitochondrial disorders characterised by more severe complex I defects do
not universally cause optic atrophy. It is possible that RGCs are
preferentially involved because they are more sensitive to subtle imbalances
in cellular redox state or increased ROS levels, but an attractive
hypothesis implicates the differential mitochondrial concentration observed
at the lamina cribosa.213
The lamina cribosa is a perforated collagen plate that marks the anatomical
transition from the unmyelinated (pre-laminar) to the myelinated
(post-laminar) segment of the human optic nerve. The pre-laminar section has
a much higher concentration of mitochondria to support the higher energy
demands of unmyelinated nerve conduction and it is likely that active
processes involving the cytoskeletal architecture are needed to maintain
this sharp mitochondrial gradient.214
215 Pathological mechanisms which disrupt this unique structural
feature would lead to impaired axonal transport, as seen in CMT179
216
217 and HSP,218
219 and set up a vicious circle with fragmentation of the
mitochondrial network at the lamina cribosa exacerbating even subtle
mitochondrial energy deficits and eventually precipitating apoptotic cell
death.
CONCLUSION
LHON and DOA show an intriguing degree of clinical and mechanistic overlap,
with both disorders caused by the selective degeneration of the RGC layer.
They are the two most common inherited optic neuropathies and they provide
strong evidence that the maintenance of RGCs is heavily dependent upon
normal mitochondrial function. This is further substantiated by recent
studies pointing towards a mitochondrial link in sporadic glaucoma and other
genetic disorders where optic nerve dysfunction is a prominent clinical
feature. Although major advances have been achieved in the two decades since
the primary LHON mutations were identified, several key questions remain
unanswered. What secondary factors account for the notable incomplete
penetrance and male bias in LHON? What explains the variable disease
expression in DOA, and why is there no gender bias in this disorder, given
the similarity to LHON? What are the causative nuclear genes in OPA1-negative
families and will they also involve mitochondrial dysfunction? What
mechanisms underpin the preferential loss of RGCs in these mitochondrial
optic neuropathies? The characterisation of recently developed animal models
and future genetic and functional studies will hopefully reveal important
pathophysiological pathways amenable to therapeutic interventions.
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